Licensing Filing Forms

The OCC recommends reading the appropriate Licensing Manual booklet before accessing the sample documents.

Note: A Guide to the National Banking System and A Guide to Tribal Ownership of a National Bank are not listed because they do not contain downloadable samples.

Application Documents

This collection of information has been approved by the Office of Management and Budget (OMB) under control number 1557-0014 (expires February 28, 2021). Under the Paperwork Reduction Act, an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

Note: Licensing is in the process of converting the filing forms to a fillable PDF file. The fillable PDFs will be posted as they become available and will replace the existing Word and PDF forms. The fillable PDF forms may have trouble opening in some browsers, and some users may need to install Adobe's free Reader software. The software can be found here.

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Articles of Association, Charter, and Bylaw AmendmentsShow
Background InvestigationsShow
Branch ClosingsShow
Branches and RelocationsShow
Business CombinationsShow
Capital and DividendsShow
Change in Bank ControlShow
Changes in Directors and Senior Executive OfficersShow
Changes of Corporate Title and AddressShow
Federal Branches and AgenciesShow
Fiduciary PowersShow
General Policies and ProceduresShow
Management InterlocksShow
National Bank Director WaiversShow
Subordinated DebtShow
Subsidiaries and Equity InvestmentsShow
Substantial Asset ChangeShow
Termination of CharterShow